Record Keeper Page
Data Analytics
Powerful Sourcing & Analytics
SEC’s Form ADV regulatory filings have data for over 25,000 firms, and over 70,000 private funds. Leverage this rich dataset for:
- Manager sourcing by reviewing new launches and registrations
- Identifying and monitoring key opportunities proactively
- Benchmarking best practices across peer group within your portfolio
Easy to Use
User Friendly Diligence Platform
Tired of manually reviewing annual filings in PDF format? Access simple, yet effective advisor profiles, private fund listings, and private fund profiles. Configure materiality threshold for filing changes.
- Track historical changes across regulatory assets, investor profiles
- Monitor changes to headcount, regulatory assets under management (AUM) and gross assets
- Identify new criminal, civil and regulatory DRPs
- Identify changes to key owners and executives as well as service providers including audit firms, prime brokers, custodians and administrators
Transparency
Timely Email Alerts
Configure daily / weekly email alert with Form ADV regulatory filing changes of your portfolio delivered to your inbox. Be proactive in identifying and monitoring risks in your portfolio. Track material changes in the Form ADV brochures easily on the platform.
Data Analytics
Comprehensive Data and Risk Dashboards
Integrate the power of Form ADV data in your decision making across risk dashboards, investment committee memos, fund factsheets, and integrating with internal fund investments data lake.
- Search the entire database of ADV filings with firm and private fund data filters.
- Gain key insights around filing history, trends in SEC filings, peer benchmarking and more with our ADV Power BI analytics dashboards.
- Create data exports for further analysis and reporting
