Form ADV Data - Structured, Monitored, and Now AI-Analyzed.
DiligenceVault transforms the SEC’s ADV database from a PDF archive into a live risk intelligence feed for your portfolio, with AI now reading Part II brochures for material changes your team would otherwise miss.
Data Analytics
Structured Advisor and Fund Profiles
SEC’s Form ADV regulatory filings have data for over 25,000 firms, and over 70,000 private funds. Leverage this rich dataset for:
- Access simple, yet effective advisor profiles, private fund listings, and private fund profiles
- Review new launches and registrations
- Benchmarking best practices across peer group within your portfolio
Easy to Use
Track Critical Changes
Tired of manually reviewing annual filings in PDF format?
- Track historical changes across regulatory assets, investor profiles and Part 2 Brochures
- Monitor changes to headcount, regulatory assets under management (AUM) and gross assets
- Identify new criminal, civil and regulatory DRPs
- Identify changes to key owners and executives as well as service providers including audit firms, prime brokers, custodians and administrators
Transparency
Timely Email Alerts
Configure daily / weekly email alert with Form ADV regulatory filing changes of your portfolio delivered to your inbox. Be proactive in identifying and monitoring risks in your portfolio. Track material changes in the Form ADV brochures easily on the platform.
Data Analytics
Comprehensive Data and Risk Dashboards
Integrate the power of Form ADV data in your decision making across risk dashboards, investment committee memos, fund factsheets, and integrating with internal fund investments data lake.
- Search the entire database of ADV filings with firm and private fund data filters.
- Gain key insights around filing history, trends in SEC filings, peer benchmarking and more with our ADV Power BI analytics dashboards.
- Create data exports for further analysis and reporting
Related Insights
Explore other use cases
Investment Compliance and Subadvisor Oversight
Automate attestations, reviews, and risk monitoring to maintain proactive compliance and transparent stakeholder reporting.
ManCo Diligence
Build a repeatable, scalable oversight framework for assessing and monitoring delegates and service providers.
Manager Research
Digitize and centralize manager sourcing, evaluation, and monitoring to accelerate investment decisions and streamline IC memo creation.
Operational Due Diligence
Digitally transform due diligence with automated DDQs, document review, risk analytics, and regulatory data integration for scalable oversight.
Record Keeper Diligence
Streamline recordkeeper oversight with structured data collection, benchmarking, and ongoing monitoring workflows.
Responsible Investing
Collect and track ESG data across your manager universe with standardized frameworks.
AI-Powered RFP/DDQ and Investor Reporting Automation
Auto-draft responses to RFPs and DDQs from your approved content library using DV Assist.
Investor Letters and Database Management
Streamline periodic investor reporting with automated data pulls and templated outputs.
Blaze Data Bridge
Connect and sync data across systems with seamless integrations built for asset management workflows.
Form ADV Filings
Access and analyze Form ADV filings to support manager research and regulatory compliance.
Service Provider Diligence
Build a repeatable, scalable oversight framework for tracking service provider relationships and tri-party confirmations.