Ensure Regulatory Compliance and Growth with a Robust ManCo Diligence Strategy
Delegate Oversight
Digital First
Digitize Your ManCo Delegate DDQs and Checklists
DiligenceVault technology is a powerful, yet flexible module that helps you transition from Excel and Word based ManCo delegate diligence process to a modern, efficient and scalable framework.
- Easily build jurisdiction-specific questionnaires, including baseline of industry DDQs.
- Integrate requirements from CP86 and Circular CSSF 18/698 in your questionnaires
- Maintain ownership and audit trail of all changes, submissions and documentation
- Enable transparency for the entire team on a centralized platform
Risk Assessment Defense
Identify Risks, Track Remediation
Establish review framework, as well as risk identification protocols.
- Associate automated flags and scores for delegate responses in your DDQs
- Leverage collaboration features to get the right responses and clarifications from delegates
- Manage your internal review process to ensure control and audit trail
Decisions That Matter
Advanced Analytics & Presentation
Create a differentiated experience for your stakeholders, including senior management, as well as audit partners.
- Identify heatmaps and governance milestones in visual output
- Create diligence summaries for delegate network
- Collaborate with external advisors to share select reviews using our teams functionality
- Integrate diligence data into your central regulatory data warehouse using our APIs
Related Resources
Explore the blog outlining a checklist designed for asset managers aiming to choose a Management Company (ManCo) for EU/EEA product distribution in Ireland or Luxembourg.
Learn about Management Companies (ManCos) and explore the key focuses for third-party ManCos in 2024 in our blog.